ALPS ETF TR

CUSIP: 00162Q866 Class: COM

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 226,337 Value ($000) $2,540 Avg Close — Range —
Q2 2017
Shares 217,386 Value ($000) $2,600 Avg Close — Range —