ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Vivaldi Capital Management LP's Holding History (CIK: 0001682021)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 55,721 Value ($000) $192 Avg Close — Range —
Q4 2019
Shares 10,121 Value ($000) $86 Avg Close — Range —
Q3 2019
Shares 28,561 Value ($000) $261 Avg Close — Range —
Q2 2019
Shares 48,311 Value ($000) $476 Avg Close — Range —
Q1 2019
Shares 93,161 Value ($000) $934 Avg Close — Range —