ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Caption Management, LLC's Holding History (CIK: 0001706766)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 200 Value ($000) $1 Avg Close — Range —
Q4 2017
Shares 135,000 Value ($000) $1,457 Avg Close — Range —