ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 390,334 Value ($000) $1,343 Avg Close — Range —
Q4 2019
Shares 422,030 Value ($000) $3,587 Avg Close — Range —
Q3 2019
Shares 448,359 Value ($000) $4,098 Avg Close — Range —
Q2 2019
Shares 377,167 Value ($000) $3,715 Avg Close — Range —
Q1 2019
Shares 216,323 Value ($000) $2,170 Avg Close — Range —
Q4 2018
Shares 124,197 Value ($000) $1,084 Avg Close — Range —