ALPS ETF TR

CUSIP: 00162Q866 Class: COM

FNY Investment Advisers, LLC's Holding History (CIK: 0001742998)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 45,482 Value ($000) $386 Avg Close — Range —
Q1 2019
Shares 40,280 Value ($000) $404 Avg Close — Range —