ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Joseph P. Lucia & Associates, LLC's Holding History (CIK: 0001775391)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 1,780 Value ($000) $6 Avg Close — Range —
Q3 2019
Shares 1,780 Value ($000) $16 Avg Close — Range —
Q2 2019
Shares 2,065 Value ($000) $20 Avg Close — Range —
Q1 2019
Shares 20,918 Value ($000) $2,065 Avg Close — Range —