ALPS ETF TR

CUSIP: 00162Q866 Class: COM

Golden State Wealth Management, LLC's Holding History (CIK: 0001776033)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 1,039 Value ($000) $4 Avg Close — Range —
Q3 2019
Shares 2,214 Value ($000) $20 Avg Close — Range —
Q2 2019
Shares 3,217 Value ($000) $31 Avg Close — Range —
Q1 2019
Shares 4,600 Value ($000) $46 Avg Close — Range —