ALPS ETF TR

CUSIP: 00162q866 Class: ETF

UNITED CAPITAL FINANCIAL ADVISORS, LLC's Holding History (CIK: 0001463217)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 378,946 Value ($000) $4,809 Avg Close — Range —
Q4 2014
Shares 238,319 Value ($000) $4,175 Avg Close — Range —
Q3 2014
Shares 416,200 Value ($000) $7,979 Avg Close — Range —