ALPS ETF TR

CUSIP: 00162q866 Class: ETF

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 10,500 Value ($000) $133 Avg Close — Range —

Q4 2016

Shares 10,500 Value ($000) $132 Avg Close — Range —

Q3 2016

Shares 10,500 Value ($000) $133 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	10,500	$133	—	—
Q4 2016	10,500	$132	—	—
Q3 2016	10,500	$133	—	—