ANI PHARMACEUTICALS INC

CUSIP: 00182CAA1 Class: CONV

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 6,000,000 Value ($000) $6,866,000 Avg Close — Range —
Q4 2014
Shares 6,000,000 Value ($000) $6,268,000 Avg Close — Range —