ANI PHARMACEUTICALS INC

CUSIP: 00182CAA1 Class: CONV

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 250,000 Value ($000) $265 Avg Close — Range —
Q2 2019
Shares 250,000 Value ($000) $300 Avg Close — Range —
Q1 2019
Shares 250,000 Value ($000) $274 Avg Close — Range —
Q4 2018
Shares 250,000 Value ($000) $246 Avg Close — Range —
Q3 2018
Shares 850,000 Value ($000) $890 Avg Close — Range —
Q2 2018
Shares 850,000 Value ($000) $966 Avg Close — Range —
Q1 2018
Shares 850,000 Value ($000) $932 Avg Close — Range —
Q4 2017
Shares 855,000 Value ($000) $1,301 Avg Close — Range —
Q3 2017
Shares 850,000 Value ($000) $920 Avg Close — Range —
Q2 2017
Shares 850,000 Value ($000) $903 Avg Close — Range —
Q1 2017
Shares 850,000 Value ($000) $904 Avg Close — Range —
Q4 2016
Shares 500,000 Value ($000) $579 Avg Close — Range —
Q3 2016
Shares 250,000 Value ($000) $307 Avg Close — Range —
Q2 2016
Shares 1,550,000 Value ($000) $1,676 Avg Close — Range —
Q1 2016
Shares 800,000 Value ($000) $715 Avg Close — Range —
Q4 2015
Shares 1,300,000 Value ($000) $1,307 Avg Close — Range —
Q3 2015
Shares 1,300,000 Value ($000) $1,188 Avg Close — Range —
Q2 2015
Shares 1,300,000 Value ($000) $1,491 Avg Close — Range —
Q1 2015
Shares 1,300,000 Value ($000) $1,500 Avg Close — Range —