ARK ETF TR

Ticker: ARKQ CUSIP: 00214Q203 Class: AUTNMUS TECHNLGY

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021

Shares 4,635 Value ($000) $400 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2021	4,635	$400	—	—