ARK ETF TR

Ticker: ARKW CUSIP: 00214Q401 Class: NEXT GNRTN INTER

Brick & Kyle, Associates's Holding History (CIK: 0001632253)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019

Shares 4,570 Value ($000) $240 Avg Close — Range —

Q1 2019

Shares 4,920 Value ($000) $255 Avg Close — Range —

Q4 2018

Shares 5,095 Value ($000) $216 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2019	4,570	$240	—	—
Q1 2019	4,920	$255	—	—
Q4 2018	5,095	$216	—	—