ARK ETF TR

Ticker: ARKF CUSIP: 00214Q708 Class: FINTECH INNOVA

OPPENHEIMER ASSET MANAGEMENT INC.'s Holding History (CIK: 0001269119)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021

Shares 75,305 Value ($000) $4,075 Avg Close — Range —

Q1 2021

Shares 71,652 Value ($000) $3,661 Avg Close — Range —

Q4 2020

Shares 70,016 Value ($000) $3,480 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2021	75,305	$4,075	—	—
Q1 2021	71,652	$3,661	—	—
Q4 2020	70,016	$3,480	—	—