ARK ETF TR

Ticker: ARKF CUSIP: 00214Q708 Class: FINTECH INNOVA

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023

Shares 95 Value ($000) $2 Avg Close — Range —

Q2 2023

Shares 95 Value ($000) $2 Avg Close — Range —

Q1 2023

Shares 95 Value ($000) $2 Avg Close — Range —

Q4 2022

Shares 95 Value ($000) $1 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2023	95	$2	—	—
Q2 2023	95	$2	—	—
Q1 2023	95	$2	—	—
Q4 2022	95	$1	—	—