ACER THERAPEUTICS INC

CUSIP: 00444P116 Class: *W EXP 04/09/201

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 305,425 Value ($000) $1 Avg Close — Range —
Q4 2017
Shares 345,578 Value ($000) $4 Avg Close — Range —
Q3 2017
Shares 299,985 Value ($000) $23 Avg Close — Range —