ACELRX PHARMACEUTICALS INC

CUSIP: 00444T100 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 49,761 Value ($000) $229 Avg Close — Range —
Q2 2017
Shares 49,761 Value ($000) $107 Avg Close — Range —
Q1 2017
Shares 49,761 Value ($000) $157 Avg Close — Range —
Q4 2016
Shares 49,761 Value ($000) $129 Avg Close — Range —
Q3 2016
Shares 127,846 Value ($000) $497 Avg Close — Range —
Q2 2016
Shares 127,846 Value ($000) $344 Avg Close — Range —
Q1 2016
Shares 127,846 Value ($000) $394 Avg Close — Range —
Q4 2015
Shares 76,472 Value ($000) $294 Avg Close — Range —
Q3 2015
Shares 76,472 Value ($000) $233 Avg Close — Range —
Q1 2015
Shares 107,392 Value ($000) $415 Avg Close — Range —
Q4 2014
Shares 214,784 Value ($000) $1,445 Avg Close — Range —
Q3 2014
Shares 214,784 Value ($000) $1,179 Avg Close — Range —
Q2 2014
Shares 118,390 Value ($000) $1,213 Avg Close — Range —
Q1 2014
Shares 136,469 Value ($000) $1,639 Avg Close — Range —
Q4 2013
Shares 136,469 Value ($000) $1,543 Avg Close — Range —
Q3 2013
Shares 133,670 Value ($000) $1,441 Avg Close — Range —
Q2 2013
Shares 188,337 Value ($000) $1,746 Avg Close — Range —