ADURO BIOTECH INC

CUSIP: 00739L101 Class: Common Stock

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 1,000 Value ($000) $11 Avg Close — Range —
Q3 2016
Shares 1,000 Value ($000) $12 Avg Close — Range —
Q2 2016
Shares 1,000 Value ($000) $11 Avg Close — Range —