ADVANCED SEMICONDUCTOR ENGR

CUSIP: 00756M404 Class: ADR

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 503,978 Value ($000) $3,659 Avg Close — Range —
Q4 2017
Shares 451,230 Value ($000) $2,924 Avg Close — Range —
Q3 2017
Shares 386,890 Value ($000) $2,391 Avg Close — Range —
Q2 2017
Shares 347,603 Value ($000) $2,194 Avg Close — Range —
Q1 2017
Shares 334,400 Value ($000) $2,167 Avg Close — Range —
Q4 2016
Shares 348,964 Value ($000) $1,758 Avg Close — Range —
Q3 2016
Shares 673,782 Value ($000) $3,981 Avg Close — Range —
Q2 2016
Shares 1,280,786 Value ($000) $7,146 Avg Close — Range —
Q1 2016
Shares 314,212 Value ($000) $1,838 Avg Close — Range —
Q4 2015
Shares 286,858 Value ($000) $1,628 Avg Close — Range —
Q3 2015
Shares 242,094 Value ($000) $1,329 Avg Close — Range —
Q2 2015
Shares 258,161 Value ($000) $1,704 Avg Close — Range —
Q1 2015
Shares 288,069 Value ($000) $2,074 Avg Close — Range —
Q4 2014
Shares 229,411 Value ($000) $1,407 Avg Close — Range —
Q3 2014
Shares 314,375 Value ($000) $1,857 Avg Close — Range —
Q2 2014
Shares 242,231 Value ($000) $1,574 Avg Close — Range —
Q1 2014
Shares 105,435 Value ($000) $585 Avg Close — Range —
Q4 2013
Shares 59,094 Value ($000) $284 Avg Close — Range —
Q3 2013
Shares 27,044 Value ($000) $129 Avg Close — Range —