ADVAXIS INC

CUSIP: 007624117 Class: *W EXP 07/15/201

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 380 Value ($000) $0 Avg Close — Range —
Q1 2018
Shares 680 Value ($000) $0 Avg Close — Range —
Q4 2016
Shares 148 Value ($000) $1 Avg Close — Range —
Q3 2016
Shares 300 Value ($000) $2 Avg Close — Range —
Q2 2016
Shares 747 Value ($000) $3 Avg Close — Range —
Q4 2015
Shares 714 Value ($000) $5 Avg Close — Range —
Q3 2015
Shares 311 Value ($000) $2 Avg Close — Range —
Q1 2015
Shares 55 Value ($000) $1 Avg Close — Range —
Q4 2014
Shares 435 Value ($000) $2 Avg Close — Range —