ADVAXIS INC

CUSIP: 007624208 Class: COM NEW

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 28,000 Value ($000) $5 Avg Close — Range —
Q3 2018
Shares 24,000 Value ($000) $23 Avg Close — Range —
Q2 2018
Shares 16,300 Value ($000) $24 Avg Close — Range —