ADVAXIS INC

CUSIP: 007624307 Class: Stock

DAFNA Capital Management LLC's Holding History (CIK: 0001389933)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 350,000 Value ($000) $300 Avg Close — Range —
Q3 2019
Shares 350,000 Value ($000) $93 Avg Close — Range —
Q1 2019
Shares 202,222 Value ($000) $1,195 Avg Close — Range —