ADVENT CLAY CONV SEC INC FD

CUSIP: 007639107 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 14,800 Value ($000) $87 Avg Close — Range —
Q3 2016
Shares 19,960 Value ($000) $115 Avg Close — Range —
Q2 2016
Shares 19,960 Value ($000) $110 Avg Close — Range —
Q1 2016
Shares 19,960 Value ($000) $108 Avg Close — Range —
Q4 2015
Shares 19,960 Value ($000) $111 Avg Close — Range —
Q3 2015
Shares 19,630 Value ($000) $106 Avg Close — Range —
Q2 2015
Shares 19,630 Value ($000) $126 Avg Close — Range —
Q1 2015
Shares 19,630 Value ($000) $132 Avg Close — Range —
Q4 2014
Shares 19,630 Value ($000) $124 Avg Close — Range —
Q3 2014
Shares 19,630 Value ($000) $133 Avg Close — Range —
Q2 2014
Shares 19,630 Value ($000) $150 Avg Close — Range —
Q1 2014
Shares 19,630 Value ($000) $148 Avg Close — Range —
Q4 2013
Shares 19,630 Value ($000) $143 Avg Close — Range —
Q3 2013
Shares 19,630 Value ($000) $136 Avg Close — Range —