ADVENT CLAY CONV SEC INC FD

CUSIP: 007639107 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 43,779 Value ($000) $245 Avg Close — Range —
Q1 2018
Shares 63,921 Value ($000) $358 Avg Close — Range —
Q4 2017
Shares 76,733 Value ($000) $460 Avg Close — Range —
Q3 2017
Shares 97,322 Value ($000) $607 Avg Close — Range —
Q2 2017
Shares 115,311 Value ($000) $718 Avg Close — Range —
Q1 2017
Shares 155,595 Value ($000) $949 Avg Close — Range —
Q4 2016
Shares 173,821 Value ($000) $1,017 Avg Close — Range —
Q3 2016
Shares 199,192 Value ($000) $1,135 Avg Close — Range —
Q2 2016
Shares 196,884 Value ($000) $1,091 Avg Close — Range —
Q1 2016
Shares 392,108 Value ($000) $2,113 Avg Close — Range —
Q4 2015
Shares 402,156 Value ($000) $2,224 Avg Close — Range —
Q3 2015
Shares 183,803 Value ($000) $1,016 Avg Close — Range —
Q2 2015
Shares 321,201 Value ($000) $2,052 Avg Close — Range —
Q1 2015
Shares 294,463 Value ($000) $1,970 Avg Close — Range —
Q4 2014
Shares 250,923 Value ($000) $1,581 Avg Close — Range —
Q3 2014
Shares 273,626 Value ($000) $1,844 Avg Close — Range —
Q2 2014
Shares 245,956 Value ($000) $1,884 Avg Close — Range —
Q1 2014
Shares 124,678 Value ($000) $943 Avg Close — Range —
Q4 2013
Shares 99,124 Value ($000) $722 Avg Close — Range —
Q3 2013
Shares 102,533 Value ($000) $709 Avg Close — Range —
Q2 2013
Shares 104,374 Value ($000) $721 Avg Close — Range —