ADVENT CLAY CONV SEC INC FD

CUSIP: 007639107 Class: COM

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 850 Value ($000) $5 Avg Close — Range —
Q1 2016
Shares 30 Value ($000) $0 Avg Close — Range —
Q4 2015
Shares 2 Value ($000) $0 Avg Close — Range —
Q2 2015
Shares 894 Value ($000) $6 Avg Close — Range —
Q3 2014
Shares 700 Value ($000) $5 Avg Close — Range —
Q2 2014
Shares 600 Value ($000) $5 Avg Close — Range —
Q1 2014
Shares 1,167 Value ($000) $9 Avg Close — Range —
Q4 2013
Shares 1,000 Value ($000) $7 Avg Close — Range —
Q2 2013
Shares 1,834 Value ($000) $13 Avg Close — Range —