ADVENT CLAY CONV SEC INC FD

CUSIP: 007639107 Class: COM

Arete Wealth Advisors, LLC's Holding History (CIK: 0001600151)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 11,157 Value ($000) $61 Avg Close — Range —
Q4 2015
Shares 11,157 Value ($000) $62 Avg Close — Range —
Q1 2015
Shares 65,230 Value ($000) $437 Avg Close — Range —
Q4 2014
Shares 65,350 Value ($000) $412 Avg Close — Range —
Q3 2014
Shares 29,500 Value ($000) $199 Avg Close — Range —