ADVISORSHARES TR

CUSIP: 00768Y883 Class: EXCHANGE TRADED

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 200 Value ($000) $1 Avg Close — Range —
Q3 2020
Shares 200 Value ($000) $1 Avg Close — Range —
Q2 2020
Shares 200 Value ($000) $1 Avg Close — Range —
Q1 2020
Shares 200 Value ($000) $1 Avg Close — Range —
Q4 2019
Shares 200 Value ($000) $1 Avg Close — Range —
Q3 2019
Shares 200 Value ($000) $1 Avg Close — Range —
Q2 2019
Shares 200 Value ($000) $1 Avg Close — Range —
Q1 2019
Shares 200 Value ($000) $1 Avg Close — Range —
Q4 2018
Shares 200 Value ($000) $2 Avg Close — Range —
Q3 2018
Shares 200 Value ($000) $1 Avg Close — Range —
Q2 2018
Shares 200 Value ($000) $2 Avg Close — Range —
Q1 2018
Shares 200 Value ($000) $2 Avg Close — Range —
Q4 2017
Shares 200 Value ($000) $2 Avg Close — Range —
Q3 2017
Shares 200 Value ($000) $2 Avg Close — Range —
Q2 2017
Shares 200 Value ($000) $2 Avg Close — Range —
Q1 2017
Shares 200 Value ($000) $2 Avg Close — Range —
Q4 2016
Shares 200 Value ($000) $2 Avg Close — Range —
Q3 2016
Shares 1,200 Value ($000) $12 Avg Close — Range —
Q2 2016
Shares 1,200 Value ($000) $13 Avg Close — Range —
Q1 2016
Shares 1,200 Value ($000) $13 Avg Close — Range —
Q4 2015
Shares 2,000 Value ($000) $22 Avg Close — Range —
Q3 2015
Shares 2,000 Value ($000) $23 Avg Close — Range —
Q2 2015
Shares 2,000 Value ($000) $22 Avg Close — Range —
Q1 2015
Shares 2,000 Value ($000) $22 Avg Close — Range —
Q4 2014
Shares 2,000 Value ($000) $23 Avg Close — Range —
Q3 2014
Shares 2,000 Value ($000) $24 Avg Close — Range —
Q2 2014
Shares 1,800 Value ($000) $21 Avg Close — Range —