ADVERUM BIOTECHNOLOGIES INC

CUSIP: 00773U108 Class: Common Stock

AXA S.A.'s Holding History (CIK: 0000898427)

Note: Option positions (PUT/CALL) are excluded.

Q1 2019
Shares 175,253 Value ($000) $918 Avg Close — Range —
Q4 2018
Shares 169,053 Value ($000) $533 Avg Close — Range —
Q3 2018
Shares 169,053 Value ($000) $1,023 Avg Close — Range —
Q2 2018
Shares 164,293 Value ($000) $871 Avg Close — Range —
Q1 2018
Shares 39,800 Value ($000) $231 Avg Close — Range —