ADVERUM BIOTECHNOLOGIES INC

CUSIP: 00773U108 Class: Common Stock

HIGHBRIDGE CAPITAL MANAGEMENT LLC's Holding History (CIK: 0000919185)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 26,030 Value ($000) $82 Avg Close — Range —
Q3 2018
Shares 150,000 Value ($000) $908 Avg Close — Range —
Q2 2018
Shares 1,661,986 Value ($000) $8,809 Avg Close — Range —
Q1 2018
Shares 2,100,000 Value ($000) $12,180 Avg Close — Range —
Q4 2017
Shares 2,300,000 Value ($000) $8,050 Avg Close — Range —
Q3 2017
Shares 33,170 Value ($000) $121 Avg Close — Range —
Q2 2017
Shares 33,170 Value ($000) $83 Avg Close — Range —
Q1 2017
Shares 33,170 Value ($000) $90 Avg Close — Range —
Q4 2016
Shares 33,170 Value ($000) $96 Avg Close — Range —