ADVERUM BIOTECHNOLOGIES INC

CUSIP: 00773U108 Class: Common Stock

D. E. Shaw & Co., Inc.'s Holding History (CIK: 0001009207)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 24,236 Value ($000) $250 Avg Close — Range —
Q1 2020
Shares 60,516 Value ($000) $592 Avg Close — Range —
Q4 2019
Shares 191,164 Value ($000) $2,203 Avg Close — Range —
Q3 2019
Shares 229,426 Value ($000) $1,250 Avg Close — Range —
Q2 2019
Shares 133,110 Value ($000) $1,583 Avg Close — Range —
Q1 2019
Shares 25,900 Value ($000) $136 Avg Close — Range —
Q4 2018
Shares 26,600 Value ($000) $84 Avg Close — Range —
Q3 2018
Shares 65,851 Value ($000) $398 Avg Close — Range —
Q2 2018
Shares 87,449 Value ($000) $463 Avg Close — Range —
Q1 2018
Shares 32,722 Value ($000) $190 Avg Close — Range —
Q1 2017
Shares 18,315 Value ($000) $49 Avg Close — Range —
Q3 2016
Shares 14,149 Value ($000) $58 Avg Close — Range —
Q2 2016
Shares 91,205 Value ($000) $288 Avg Close — Range —