ADVERUM BIOTECHNOLOGIES INC

CUSIP: 00773U108 Class: Common Stock

DEERFIELD MANAGEMENT COMPANY, L.P.'s Holding History (CIK: 0001009258)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021
Shares 2,827,000 Value ($000) $9,895 Avg Close — Range —
Q1 2021
Shares 2,404,439 Value ($000) $23,708 Avg Close — Range —
Q4 2020
Shares 2,404,439 Value ($000) $26,064 Avg Close — Range —
Q3 2020
Shares 2,404,439 Value ($000) $24,766 Avg Close — Range —
Q2 2020
Shares 833,895 Value ($000) $17,412 Avg Close — Range —
Q1 2020
Shares 2,075,000 Value ($000) $20,273 Avg Close — Range —
Q4 2019
Shares 211,343 Value ($000) $2,435 Avg Close — Range —
Q1 2018
Shares 422,000 Value ($000) $2,448 Avg Close — Range —