ADVERUM BIOTECHNOLOGIES INC

CUSIP: 00773U108 Class: Common Stock

Paloma Partners Management Co's Holding History (CIK: 0001103882)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 14,083 Value ($000) $152 Avg Close — Range —
Q4 2019
Shares 55,390 Value ($000) $638 Avg Close — Range —
Q3 2019
Shares 83,228 Value ($000) $454 Avg Close — Range —
Q2 2017
Shares 165,100 Value ($000) $413 Avg Close — Range —
Q1 2017
Shares 100,000 Value ($000) $270 Avg Close — Range —
Q4 2016
Shares 19,080 Value ($000) $55 Avg Close — Range —