ADVERUM BIOTECHNOLOGIES INC

CUSIP: 00773U108 Class: Common Stock

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 20,000 Value ($000) $195,000 Avg Close — Range —