ADVERUM BIOTECHNOLOGIES INC

CUSIP: 00773U108 Class: Common Stock

Weiss Asset Management LP's Holding History (CIK: 0001357550)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 23,524 Value ($000) $74 Avg Close — Range —
Q3 2018
Shares 13,604 Value ($000) $82 Avg Close — Range —
Q2 2018
Shares 11,204 Value ($000) $59 Avg Close — Range —
Q1 2018
Shares 14,596 Value ($000) $85 Avg Close — Range —