ADVERUM BIOTECHNOLOGIES INC

CUSIP: 00773U108 Class: Common Stock

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 7,400 Value ($000) $76 Avg Close — Range —
Q1 2018
Shares 4,000 Value ($000) $23 Avg Close — Range —
Q2 2017
Shares 400 Value ($000) $1 Avg Close — Range —
Q1 2017
Shares 400 Value ($000) $1 Avg Close — Range —