ADVERUM BIOTECHNOLOGIES INC

CUSIP: 00773U108 Class: Common Stock

AWM Investment Company, Inc.'s Holding History (CIK: 0001535264)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 200,000 Value ($000) $500 Avg Close — Range —
Q1 2017
Shares 200,000 Value ($000) $540 Avg Close — Range —