ADVERUM BIOTECHNOLOGIES INC

CUSIP: 00773U108 Class: Common Stock

MANGROVE PARTNERS IM, LLC's Holding History (CIK: 0001535392)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 424,538 Value ($000) $1,486 Avg Close — Range —
Q3 2017
Shares 413,838 Value ($000) $1,511 Avg Close — Range —