ADVERUM BIOTECHNOLOGIES INC

CUSIP: 00773U108 Class: Common Stock

ELEMENT CAPITAL MANAGEMENT LLC's Holding History (CIK: 0001535630)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 103,900 Value ($000) $603 Avg Close — Range —
Q3 2017
Shares 35,346 Value ($000) $129 Avg Close — Range —
Q2 2017
Shares 124,713 Value ($000) $312 Avg Close — Range —