ADVERUM BIOTECHNOLOGIES INC

CUSIP: 00773U108 Class: Common Stock

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 21,000 Value ($000) $242 Avg Close — Range —
Q3 2019
Shares 21,000 Value ($000) $114 Avg Close — Range —
Q2 2019
Shares 20,000 Value ($000) $238 Avg Close — Range —
Q1 2019
Shares 20,000 Value ($000) $105 Avg Close — Range —
Q4 2018
Shares 20,000 Value ($000) $63 Avg Close — Range —
Q3 2018
Shares 23,070 Value ($000) $140 Avg Close — Range —
Q2 2018
Shares 22,870 Value ($000) $121 Avg Close — Range —
Q1 2018
Shares 12,933 Value ($000) $75 Avg Close — Range —