ADVERUM BIOTECHNOLOGIES INC

CUSIP: 00773U108 Class: Common Stock

Connor, Clark & Lunn Investment Management Ltd.'s Holding History (CIK: 0001596800)

Note: Option positions (PUT/CALL) are excluded.

Q2 2023
Shares 84,278 Value ($000) $134 Avg Close — Range —
Q1 2023
Shares 149,856 Value ($000) $108 Avg Close — Range —
Q4 2022
Shares 200,489 Value ($000) $116 Avg Close — Range —
Q3 2022
Shares 203,725 Value ($000) $194 Avg Close — Range —
Q2 2022
Shares 117,512 Value ($000) $141 Avg Close — Range —
Q1 2022
Shares 302,717 Value ($000) $397 Avg Close — Range —
Q4 2021
Shares 338,740 Value ($000) $596 Avg Close — Range —
Q3 2021
Shares 368,405 Value ($000) $799 Avg Close — Range —
Q1 2019
Shares 72,025 Value ($000) $377 Avg Close — Range —
Q4 2018
Shares 88,325 Value ($000) $278 Avg Close — Range —
Q3 2018
Shares 156,650 Value ($000) $948 Avg Close — Range —
Q2 2018
Shares 161,650 Value ($000) $857 Avg Close — Range —
Q1 2018
Shares 171,750 Value ($000) $996 Avg Close — Range —
Q4 2017
Shares 195,550 Value ($000) $684 Avg Close — Range —
Q3 2017
Shares 228,750 Value ($000) $835 Avg Close — Range —
Q2 2017
Shares 229,350 Value ($000) $573 Avg Close — Range —
Q1 2017
Shares 229,350 Value ($000) $619 Avg Close — Range —
Q4 2016
Shares 230,350 Value ($000) $668 Avg Close — Range —
Q3 2016
Shares 262,250 Value ($000) $1,078 Avg Close — Range —
Q2 2016
Shares 302,450 Value ($000) $956 Avg Close — Range —