AEROJET ROCKETDYNE HLDGS INC

CUSIP: 007800AB1 Class: NOTE 2.250%12/1

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 5,062 Value ($000) $7,883 Avg Close — Range —
Q1 2022
Shares 5,062 Value ($000) $7,902 Avg Close — Range —
Q4 2021
Shares 3,062 Value ($000) $5,665 Avg Close — Range —
Q3 2021
Shares 3,062 Value ($000) $5,186 Avg Close — Range —
Q2 2021
Shares 3,062 Value ($000) $5,676 Avg Close — Range —
Q1 2021
Shares 3,062 Value ($000) $5,514 Avg Close — Range —
Q4 2020
Shares 3,062 Value ($000) $6,218 Avg Close — Range —
Q3 2020
Shares 3,062 Value ($000) $4,875 Avg Close — Range —
Q1 2020
Shares 3,000 Value ($000) $4,971 Avg Close — Range —
Q4 2019
Shares 3,000 Value ($000) $5,439 Avg Close — Range —
Q3 2019
Shares 5,000 Value ($000) $9,978 Avg Close — Range —
Q2 2019
Shares 5,000 Value ($000) $8,938 Avg Close — Range —
Q1 2019
Shares 5,000 Value ($000) $7,375 Avg Close — Range —
Q4 2018
Shares 6,500 Value ($000) $9,549 Avg Close — Range —
Q3 2018
Shares 7,500 Value ($000) $10,679 Avg Close — Range —
Q2 2018
Shares 9,500 Value ($000) $12,318 Avg Close — Range —
Q1 2018
Shares 4,500 Value ($000) $5,702 Avg Close — Range —