ADVANCED ENERGY INDS

Ticker: AEIS CUSIP: 007973100 Class: EQTY

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013

Shares 3,921 Value ($000) $90 Avg Close $21.02 Range $16.59 - $26.04

Q3 2013

Shares 4,182 Value ($000) $73 Avg Close $19.31 Range $16.86 - $22.50

Q2 2013

Shares 4,182 Value ($000) $73 Avg Close $17.53 Range $15.64 - $19.13

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2013	3,921	$90	$21.02	$16.59 - $26.04
Q3 2013	4,182	$73	$19.31	$16.86 - $22.50
Q2 2013	4,182	$73	$17.53	$15.64 - $19.13