ADVENT SOFTWARE INC

CUSIP: 007974108 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 8,304 Value ($000) $290 Avg Close — Range —
Q3 2013
Shares 7,873 Value ($000) $250 Avg Close — Range —