ADVENT SOFTWARE INC

CUSIP: 007974108 Class: COM

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 40,511 Value ($000) $1,791 Avg Close — Range —
Q1 2015
Shares 32,503 Value ($000) $1,434 Avg Close — Range —