AES TR III

CUSIP: 00808N202 Class: PFD CV 6.75%

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 7,271 Value ($000) $367 Avg Close — Range —
Q3 2016
Shares 9,184 Value ($000) $467 Avg Close — Range —
Q2 2016
Shares 10,868 Value ($000) $568 Avg Close — Range —
Q1 2016
Shares 17,370 Value ($000) $875 Avg Close — Range —
Q4 2015
Shares 11,192 Value ($000) $560 Avg Close — Range —
Q3 2015
Shares 6,614 Value ($000) $332 Avg Close — Range —
Q2 2015
Shares 3,933 Value ($000) $201 Avg Close — Range —
Q3 2014
Shares 7,786 Value ($000) $400 Avg Close — Range —
Q2 2014
Shares 8,003 Value ($000) $415 Avg Close — Range —
Q1 2014
Shares 7,969 Value ($000) $407 Avg Close — Range —
Q4 2013
Shares 4,641 Value ($000) $233 Avg Close — Range —
Q3 2013
Shares 4,658 Value ($000) $233 Avg Close — Range —
Q2 2013
Shares 5,226 Value ($000) $264 Avg Close — Range —