AES TR III

CUSIP: 00808N202 Class: PFD CV 6.75%

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 200 Value ($000) $10 Avg Close — Range —
Q2 2014
Shares 200 Value ($000) $10,368 Avg Close — Range —