AES TR III

CUSIP: 00808N202 Class: PFD CV 6.75%

NEUBERGER BERMAN GROUP LLC's Holding History (CIK: 0001465109)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 7,665 Value ($000) $392 Avg Close — Range —
Q4 2016
Shares 8,030 Value ($000) $405 Avg Close — Range —
Q3 2016
Shares 8,030 Value ($000) $410 Avg Close — Range —
Q2 2016
Shares 8,125 Value ($000) $423 Avg Close — Range —
Q1 2016
Shares 7,825 Value ($000) $395 Avg Close — Range —
Q4 2015
Shares 12,725 Value ($000) $637 Avg Close — Range —
Q3 2015
Shares 13,865 Value ($000) $688 Avg Close — Range —
Q2 2015
Shares 14,115 Value ($000) $718 Avg Close — Range —
Q1 2015
Shares 15,205 Value ($000) $776 Avg Close — Range —
Q4 2014
Shares 15,430 Value ($000) $785 Avg Close — Range —
Q3 2014
Shares 9,300 Value ($000) $478 Avg Close — Range —
Q2 2014
Shares 9,375 Value ($000) $486 Avg Close — Range —
Q1 2014
Shares 9,375 Value ($000) $479 Avg Close — Range —
Q4 2013
Shares 9,375 Value ($000) $470 Avg Close — Range —
Q3 2013
Shares 9,590 Value ($000) $483 Avg Close — Range —
Q2 2013
Shares 9,730 Value ($000) $491 Avg Close — Range —