AES TR III

CUSIP: 00808N202 Class: PFD CV 6.75%

Wellington Shields Capital Management, LLC's Holding History (CIK: 0001506071)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 5,585 Value ($000) $281 Avg Close — Range —
Q2 2013
Shares 6,385 Value ($000) $322 Avg Close — Range —