AES TR III

CUSIP: 00808N202 Class: PFD CV 6.75%

Wellington Shields & Co., LLC's Holding History (CIK: 0001506073)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 16,734 Value ($000) $859 Avg Close — Range —
Q2 2014
Shares 16,734 Value ($000) $867 Avg Close — Range —
Q1 2014
Shares 17,400 Value ($000) $889 Avg Close — Range —
Q3 2013
Shares 17,400 Value ($000) $877 Avg Close — Range —
Q2 2013
Shares 17,400 Value ($000) $879 Avg Close — Range —