AES TR III

CUSIP: 00808N202 Class: PFD CV 6.75%

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 9,824 Value ($000) $502 Avg Close — Range —
Q4 2016
Shares 10,363 Value ($000) $522 Avg Close — Range —
Q3 2016
Shares 9,785 Value ($000) $499 Avg Close — Range —
Q2 2016
Shares 9,285 Value ($000) $483 Avg Close — Range —
Q1 2016
Shares 9,305 Value ($000) $470 Avg Close — Range —
Q4 2015
Shares 11,685 Value ($000) $585 Avg Close — Range —
Q3 2015
Shares 7,885 Value ($000) $391 Avg Close — Range —
Q1 2015
Shares 6,285 Value ($000) $321 Avg Close — Range —
Q4 2014
Shares 6,535 Value ($000) $333 Avg Close — Range —
Q3 2014
Shares 6,785 Value ($000) $348 Avg Close — Range —
Q2 2014
Shares 6,918 Value ($000) $359 Avg Close — Range —
Q1 2014
Shares 2,785 Value ($000) $142 Avg Close — Range —
Q4 2013
Shares 3,185 Value ($000) $160 Avg Close — Range —
Q3 2013
Shares 2,185 Value ($000) $110 Avg Close — Range —
Q2 2013
Shares 1,200 Value ($000) $61 Avg Close — Range —